5. In accordance with the MPEP and USPTO rules and procedure, certain individuals owe a duty to the USPTO to disclose all information known to be material to patentability of the claim(s) pending in an application. Which of the following parties does not have the duty?
(A) An inventor named in the application who relies on a patent attorney to prepare and prosecute the application.
(B) A corporation to which an assignment of the entire interest in the application is on record at the USPTO.
(C) An agent who prepares the application.
(D) An attorney who prosecutes the application.
(E) A person, who is not an inventor named in the application, who is substantively involved in the preparation and prosecution of the application, and who is associated with an inventor named in the application.
5. ANSWER: Choice (B) is the correct answer. MPEP § 2001.01, and 37 C.F.R. § 1.56(c). MPEP § 2001.01 states that “the duty applies only to individuals, not to organizations…the duty of disclosure would not apply to a corporation or institution as such.” (A) is incorrect because the duty of disclosure applies to each inventor named in the application. 37 C.F.R. § 1.56(c)(1). (C) and (D) are each incorrect because the duty of disclosure applies to an each attorney or agent who prepares or prosecutes the application. 37 C.F.R. § 1.56(c)(2). (E) is incorrect because, in the case of a person who is not a named inventor or an attorney or agent but who prepares or prosecutes the application, the duty of disclosure applies to each such person who is substantively involved in the preparation or prosecution of the application and who is associated with the inventor, with the assignee or with anyone to whom there is an obligation to assign the application. 37 C.F.R. § 1.56(c)(3).
Got this 2/2
Had variants of duty to disclose and violations of the rule. 06.30.2012
One was a corporation or company had someone named Suzy who is a foreign patent attorney or agent prepare and application and then the corporation filed the application. Suzy later discovered an article that is pertinent to the prosecution of the application. The call of the question is what duty does Suzy have to the PTO. I picked the answer that since she took part in the preparation of the application then she has a duty to disclose.
Another one that had to do with the violation of the duty to disclose. I picked the answer that the applicant knew about a prior art that was pertinent to his subject matter and withheld it from the office.