Q) Omitted Items (10.02.34a)

by Lizzie on April 28, 2009 · 5 comments

in Exam Concepts, Exam Questions

34. Jane files a nonprovisional application with the USPTO containing at least one drawing figure under 35 USC 113 (first sentence) and at least one claim. Subsequently, Jane receives a “Notice of Omitted Items” from the USPTO indicating that the application which Jane filed lacks page 5 of the specification. Assuming that the application without page 5 satisfies 35 USC 112, which of the following statements is true based on proper USPTO practice and procedure?

(A) If Jane is willing to accept the application as filed, she need not respond to the Notice, and the Office will accord the filing date of the original application. Jane will need to file an amendment renumbering the pages consecutively and canceling incomplete sentences caused by the missing page 5.

(B) Jane must promptly submit the omitted page and accept an application filing date as of the date of submission of the omitted page.

(C) Jane must promptly submit the omitted page and will be accorded a filing date as of the date of filing the original application.

(D) Within 3 months of the Notice date, Jane must file an affidavit asserting that page 5 was in fact deposited in the USPTO with the original application. Jane will be accorded the filing date of the original application.

(E) Within 3 months of the Notice date, Jane must file a proper petition asserting that page 5 was in fact deposited in the USPTO with the original application, accompanied by the proper petition fee and evidence that page 5 was in fact deposited as alleged. Jane will be accorded the original filing date of the application.

34. ANSWER: (A) is correct and (B), (C), (D) and (E) are wrong. MPEP § 601.01(d).

{ 5 comments… read them below or add one }

1 triedandtestedNo Gravatar June 23, 2009 at 8:54 pm

E is wrong because the 3 month time is 2 late (You have to respond within 2 months for notice of omitted items)

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2 SNo Gravatar March 13, 2010 at 2:15 pm

I know that A is correct but I think B should also be the correct answer because according to 601.01(d),

“The mailing of a “Notice of Omitted Items” will permit the applicant to either:
A) Promptly establish prior receipt in the PTO of the page(s) at issue

or

B) Promptly submit the omitted page(s) in a NPA and accept the date of such submission as the application filing date.

I think the B choice of the above choices fulfills the second choice.
What am I missing here?

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3 DYNo Gravatar March 14, 2010 at 2:35 pm

Jane “must” promptly submit the omitted page and accept an application filing date as of the date of submission of the omitted page.

As 601.01(d) indicates an option between A) or B), it makes “must” a wrong choice.

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4 JeffNo Gravatar April 16, 2010 at 12:14 am

This has to be one of the most nit-picky questions in the old exams if the answer hinges on the inclusion of “must” in the answer.

5 PeterNo Gravatar April 10, 2010 at 1:53 pm

I struggled with this same question. I think B wrong because it does not further specify “An applicant desiring to submit the omitted page(s) in a nonprovisional application and accept the date of such submission as the application filing date must, within 2 months from the date of the “Notice of Omitted Item(s),” file any omitted page(s) with an oath or declaration in compliance with 37 CFR 1.63 and 37 CFR 1.64 referring to such page(s) and a petition under 37 CFR 1.182 with the petition fee set forth in 37 CFR 1.17(f)”

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