Q) Maintenance Fee Paid / Check Returned

by patentbar on August 19, 2008 · 2 comments

in Exam Questions

One question deals with a maintenance fee that was paid, but the patent was not identified correctly with the payment, so the USPTO mailed the check back. Answer options refer to 37 CFR 1.377. Review of decision refusing to accept and record payment of a maintenance fee filed prior to expiration of patent and 37 CFR 1.378. Acceptance of delayed payment of maintenance fee in expired patent to reinstate patent.

I chose the answer option based on 37 CFR 1.5. Identification of patent, patent application, or patent-related proceeding that covers mail returned by the USPTO for not identifying an application (not sure if correct) [Edit: see MPEP 2580].

Any correspondence not containing such identification will be returned to the sender where a return address is available. The returned correspondence will be accompanied with a cover letter which will indicate to the sender that if the returned correspondence is resubmitted to the Patent and Trademark Office within two weeks of the mail date on the cover letter, the original date of receipt of the correspondence will be considered by the Patent and Trademark Office as the date of receipt of the correspondence.

§ 1.377 Review of decision refusing to accept and record payment of a maintenance fee filed prior to expiration of patent. (a) Any patentee who is dissatisfied with the refusal of the Patent and Trademark Office to accept and record a maintenance fee which was filed prior to the expiration of the patent may petition the Director to accept and record the maintenance fee. (b) Any petition under this section must be filed within two months of the action complained of, or within such other time as may be set in the action complained of, and must be accompanied by the fee set forth in § 1.17(g). The petition may include a request that the petition fee be refunded if the refusal to accept and record the maintenance fee is determined to result from an error by the Patent and Trademark Office. (c) Any petition filed under this section must comply with the requirements of § 1.181(b) and must be signed by an attorney or agent registered to practice before the Patent and Trademark Office, or by the patentee, the assignee, or other party in interest.

MPEP 2580: “This petition [under §1.377] may be used, for example, in situations where an error is present in the identifying data required by 37 CFR 1.366(c) with the maintenance fee payment, i.e., either the patent number or the application number * >is< incorrect.” However, “A petition under 37 CFR 1.377 would not be appropriate where the patentee paid a maintenance fee on one patent when the patentee intended to pay the maintenance fee on a different patent but through error identified the wrong patent number and application number.”

{ 2 comments… read them below or add one }

1 John DoeNo Gravatar April 8, 2009 at 1:30 pm

Had a maintenance fee question where the check was mailed without ANY identifying information for the patent so the check was not applied. In this situation (no information whatsoever) I don’t believe you can use 1.377 . I think all but one answer discussed what needed to be filed to complete the 1.377 petition.

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2 SNo Gravatar June 5, 2010 at 6:40 am

I got this yesterday.

1.377:
(c)
Any petition filed under this section must comply with the requirements of § 1.181(b) and must be signed by an attorney or agent registered to practice before the Patent and Trademark Office, or by the patentee, the assignee, or other party in interest.

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