Q) Titanium Baseball (MPEP 2100, Public Use or Printed Publication)

by patentbar on May 2, 2007 · 17 comments

in Exam Questions

Recent test takers report a Titanium/Museum Baseball Question in the Prometric database. Actually, there are two variants of this question which, in my opinion, supports that this question is or was a beta test. The first variant displays a baseball in a museum (public use), while the second (and more recent) variant displays a brochure about a baseball (printed publication).

Variant 1 – Baseball Displayed (public use)

Test takers report a question involving a baseball and accompanying article about a special titanium baseball put on public display in a museum. Is it public use if only “wealthy museum patrons who have no interest or skill to make baseballs” see it? Or is it public use when the general public sees it, or people who have the interest/skill to make baseballs can see it? In other words, is something public use if ONLY the people having skill in the art can see it?

  • June 20: Article printed, not distributed at all
  • June 25: put in library open only to wealthy museum patrons, none of whom have skill in the art
  • June 30: Museum library opens to public
  • July 1: TV advertisement of grand opening of museum library
  • July 4: Grand opening

Variant 2 – Baseball Not Displayed (printed publication/prior art)

This question explicitly states that a brochure about a baseball is given to the museum (which gives you a tricky red herring date for cataloguing and indexing the brochure).

Article is published on Date 1 though not distributed. Article is put on display at museum on Date 2, museum is only accessed at this time by wealthy museum patrons who don’t have the skills to make baseballs (but the museum is a baseball museum). On Date 3, museum has a big PR event with news media etc. On Date 4 (July 4th), articles in museum are indexed and sorted. Which date is the prior art date of the publication?

ANSWER

So far no one has reported a certain fact pattern, and there appears to be at least two variants; so to answer this question, distinguish if it is a public use or printed publication. Prior art date and public use date are two entirely separate issues. If the question asks for prior art date (Variant 2), then the answer is the date it is indexed and cataloged so someone can actually find it. If the question asks for the date of first public use (Variant 1), then the answer is the date the thing was displayed for museum patrons to see it, regardless whether the museum is semi-private.

DISCUSSION

Variant 1 (public use argument) -
Just go to the MPEP and read the section with Blaisdell and Kuklo (display in a laboratory constituted public use; doesn’t have to be displayed to those skilled in the art; and no need for all inner workings to be shown), and you’ll see what they’re testing. [MPEP 2133.03(a) II A. 2] There were different times when the reference could have gone into effect; in this case the baseball was displayed to the museum members over a year before the filing date of the application. Thus, it’s a 102(b) bar, due to the “public use” beginning when it was displayed to members of the museum.

Compare to Moleculon (the rubix cube case) where the inventor did not cause a public use by leaving the cube on his desk.

Variant 2 (printed publication argument/prior art)

This is not a public use under 102(b) because it is not a use of the invention at all. A reference is proven to be a “printed publication” “upon a satisfactory showing that such document has been disseminated or otherwise made available to the extent that persons interested and ordinarily skilled in the subject matter or art, exercising reasonable diligence, can locate it.” In re Wyer, 655 F.2d 221, I just took the exam and my analysis turned the question upon the date of Date 4, which is when the library was indexed, cataloged, and shelved. Based on the section in the MPEP, that’s what makes the date critical.

MPEP 2128.01, IV. In resolving whether or not a temporarily displayed reference that was neither distributed nor indexed was nonetheless made sufficiently publicly accessible to count as a “printed publication” under 35 U.S.C. 102(b), the court considered the following factors: “the length of time the display was exhibited, the expertise of the target audience, the existence (or lack thereof) of reasonable expectations that the material displayed would not be copied, and the simplicity or ease with which the material displayed could have been copied.” (Note that “printed publication” as used above applies to 102(a) as well.)

AND THE USPTO SAYS

There’s a good argument for it being prior art as soon as it’s available to ANY member of the public (even if just wealthy museum patrons) as per the Thesis-on-Library-Shelf case mentioned in 2100. However, another line of court cases mentioned in the same passage distinguishes from this argument, though it doesn’t overrule it, saying that the more appropriate inquiry is when one with skill in the art would reasonably be capable of accessing the publication. The question explicitly says that the wealthy museum patrons are people who do NOT have skill in the art.

Someone who went to the MPEP to check his wrong answers learned that the July 4 date (which I think corresponded to a shelving in a library) was the appropriate prior art date; the dates may have changed, as it seems odd to me that the prior art date would not at the very least be TV advertisement (though I’m inclined to think the answer is when the library opened to the public).

{ 17 comments… read them below or add one }

1 patentbarNo Gravatar December 21, 2007 at 8:20 pm

From the Forum – “Also, there has been much dispute about the titanium baseball question. I chose the date when the museum opened. I believe this answer to be correct due to the facts given and the way the question was worded. Someone mentioned that there was a difference between “public use” and “prior art date” of a reference. I believe the call of the question was directed at what was the prior art date. Make sure you read the call of the question carefully in selecting your answer as there have been known to be variants in the exam. “

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2 BulldozerNo Gravatar March 30, 2009 at 11:39 pm

I got the publication of the titanium baseball. I answered that the baseball had public use as of the date it was catalogued and indexed, not any of the dates prior to that where there were museum patrons, or where it was the grand opening.

- I passed the exam.

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3 matt30No Gravatar May 10, 2009 at 10:48 am

I got this question yesterday on my exam… my version asked when the article is available as a prior art.. chose the last date, july 4th (indexed and cataloged), passed..

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4 BelleNo Gravatar June 24, 2009 at 8:51 am

I also got this question yesterday. The facts were a little different than above – June 30 was grand opening, July 1 was TV advertisement, and July 4 was the day everything in the library was indexed and cataloged. Question was what day the article is prior art. June 30 was NOT an answer choice. I chose July 4.

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5 cfeigenbutzNo Gravatar October 6, 2009 at 3:57 pm

I got the question today. It was about a printed publication regarding the baseball. The first date was the printing of the publication (but no distribution). the next date was the display of the publication in the library of the baseball museum, only open to the wealthy. The next date was when they decided to open it to the public. The next date was when it was the actual grand opening of the library. the final date was the indexing.

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6 Art WilliamsNo Gravatar October 6, 2009 at 4:28 pm

Isn’t the exposure to a group whose composition is uncontrolled, except for their wealth, a probe of the following two passages from the MPEP?

2133.03(a)
The person to whom the invention is publicly disclosed need not understand the significance and technical complexities of the invention.).

2132
Court held that the inventor retained control and thus these actions did not result in a “public use.”).

Thanks, Art Williams

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7 supkanNo Gravatar February 23, 2010 at 12:18 pm

I believe the Q asks what precludes the issuance of the patent. this is a 102(a) vs 102(b) Q. I have a variant of this Q in my Q bank wherein a guy makes the titanium ball and gives a brochure of it to his friend who works at the msueum and then all the same events happen. The publication date of the brochure is the date it is catalogued. However, since mpep 2132.01 says “Applicant’s disclosure of his or her own work within the year before the application filing date cannot be used against him or her under 35 U.S.C. 102(a)”…the answer option to choose is that a patent can be filed if done before the 1 yr mark from the date of cataloging.

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8 SNo Gravatar March 18, 2010 at 3:02 pm

For variant 1:

2133.03(a) II 4.
Bernhardt, 386 F.3d at 1381, 72 USPQ2d at 1909. For example, the court in Bernhardt noted that an exhibition display at issue in the case “was not open to the public, that the identification of attendees was checked against a list of authorized names by building security and later at a reception desk near the showroom, that attendees were escorted through the showroom, and that the attendees were not permitted to make written notes or take photographs inside the room.

Then clearly if the question was that of public use, the display to museum patrons will not be public issue.

Somebody pl correct me, if I am wrong.
Thank you.

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9 Chemist62No Gravatar March 18, 2010 at 3:32 pm

This is how I see it:

The prior art date enters if there is something in print about it. A museum catalog, a technical article. Something in writing with a date.

Public use is everything which makes it visible to more than you. If it is visible in a controlled access situation, then there is a fine line. How controlled is it? If the audience understands that it is confidential and what a purpose of the showing may be, then it is not public use. But if it just sits there to be looked at, then it is. So in the semi-private museum, there is no expectation of privacy, just like a party with invided guests only.

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10 mdavis68No Gravatar March 18, 2010 at 7:59 pm

※ Prior art date and public use date are two entirely separate issues.

* If the question asks for prior art date,
then the answer is the date it is indexed and cataloged so someone can actually find it.

* If the question asks for the date of first public use,
then the answer is the date the thing was displayed for museum patrons to see it, regardless whether the musuem is semi private.

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11 DaVinciCodeNo Gravatar April 9, 2010 at 4:12 pm

Titanium variant2
Why is Date1 not a prior art date? Date1 is when the article was published.

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12 SNo Gravatar April 9, 2010 at 11:10 pm

Article is published on Date 1 though not distributed.

Since it is not distributed, level of accessibility would be questionable.

2128.01
III. Internal documents intended to be confidential are not “Printed Publications”.
But on the other hand, something that is indexed and cataloged is definitely a “printed publication”. Hence the answer.

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13 BobNo Gravatar April 15, 2010 at 5:22 pm

I saw this question on the test last week. I think the answer is when the document was shown to the rich patrons of the museum.

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14 ilibNo Gravatar April 23, 2010 at 9:55 pm

The issue is whether or not a temporary displayed reference that was neither distributed nor indexed was nonetheless made sufficiently publicly assessable to count as a “printed publication” under 102(b) – In re Klopfenstein
r/l: (i)distribution and indexing are not the only factors to be considered under 102(b) printed publication inquiry; (ii) could qualify as printed publication if sufficiently accessible to the public interested in the art (one of the factors is expertise of the target audience)
but the question is whether the wealthy museum patrons had sufficient expertise to appreciate the invention, if yes, then the correct answer is B, date 2 when the wealthy museum patrons saw the article – most likely, however, wealthy patrons did not have required expertise
which date is the prior art date of the publication? The correct answer is D: date 4 when article is catalogued and published –July 4th
I PICKED JULY 4 when the article was indexed and catalouged

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15 AlexNo Gravatar June 25, 2010 at 2:32 pm

Hi Guys,

I came across one of the fact patterns for this question see below:

In January, 2003, Lefty invented a baseball having a titanium core and wrote a typewritten paper fully describing his invention and how to make it. On March 1, 2003, Lefty gave the paper to a friend of his who was a member of a private baseball museum which was open only to members, not to the public in general. The members of the club were wealthy individuals who were baseball fans, but had no interest in the design, development, manufacture, use, or sale of baseballs. On March 15, 2003, Lefty’s friend took the paper to the museum and placed it in the library of the museum, catalogued under Lefty’s name, where several members saw it between March 15 and March 31, 2003. In January, 2004, the directors of the museum decided to open the museum’s library to the general public beginning on May 1, 2004, in hopes of attracting additional members. In preparation for that opening, during the month of March 2004 the books, periodicals, papers, and articles in the library, including Lefty’s, were catalogued according to subject matter and placed on the shelves of the library where they became available to the general public on May 1, 2004. On April 2, 2005, Lefty consulted a registered patent practitioner about filing a patent application on his invention. Which of the following is the advice that the practitioner should give to Lefty concerning patentability of his invention?

(A) Lefty cannot obtain a valid U.S. patent on his invention, because the knowledge of Lefty’s invention by the members of the museum who read and discussed Lefty’s paper in March 2003 constitutes “known … by others” within the meaning of 35 USC §102(a).

(B) Lefty cannot obtain a valid U.S. patent on his invention, because the placing of Lefty’s paper in the museum’s library on March 15, 2003, where it was available to the members of the museum, rendered the paper a “printed publication” within the meaning of 35 USC §102(b).

(C) Lefty cannot obtain a valid U.S. patent on his invention, because the cataloguing and shelving of Lefty’s paper in the museum’s library in March 2004 rendered the paper a “printed publication” within the meaning of 35 USC §102(b).

(D) 35 USC §102(b) will not preclude the issuance of a valid U.S. patent on Lefty’s invention, so long as an application is filed in the USPTO prior to May 1, 2005, because Lefty’s paper did not become a “printed publication” until the museum library was opened to the general public on May 1, 2004.

(E) Lefty cannot obtain a valid U.S. patent on his invention, because the opening of the museum library to the public on May 1, 2004, together with the prior cataloguing and shelving of Lefty’s paper, rendered the paper a “printed publication” within the meaning of 35 USC §102(a).

Answer: D

35 USC §102(a) is inapposite because the four patent-precluding events set forth in §102(a) must occur prior to the applicant’s invention in order to preclude patentability. See, e.g., MPEP §2132.01 (“Applicant’s disclosure of his or her own work within the year before the application filing date cannot be used against him or her under 35 U.S.C. 102(a)”), and MPEP §2136.05 (“even if applicant’s work was publicly disclosed prior to his or her application, applicant’s own work may not be used against him or her unless there is a time bar under 35 U.S.C. 102(b)”). Answer option A. is therefore incorrect because the knowledge of Lefty’s invention by the members of the museum came from Lefty’s disclosure of his invention to them, which necessarily came after Lefty’s invention. Answer options B. and C. are incorrect because a document in a library does not constitute a patent-barring “printed publication” unless the library was open to the interested public and the document was catalogued according to subject matter more than a year before the filing date of the application. Answer option E. is incorrect because a “printed publication” within the meaning of 35 USC §102(a) must have occurred prior to the applicant’s invention. Lefty’s article describing his invention could not have been published prior to his date of invention.

The interesting thing about this fact pattern is the question does not ask about public use under 102b, which in my opion would have occured when the patrions got access to the paper between March 15-31, but how Lefty will be precluded from patentablity by a “printed publication” under 102b. Therefore answer D is the “leaset incorrect” of all the answer choices, because he still may not obtain a patent.

Hope this helps

Alex

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16 StephenNo Gravatar August 14, 2010 at 3:28 pm

Thanks Alex, this helps so much in determining the actual answer.

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17 StephenNo Gravatar August 14, 2010 at 3:31 pm

Doesn’t public use mean actual use of the invention though? Is the invention technically being used by sitting in a museum? I would understand if it was distributed to a minor league baseball team to use, but just sticking it in a museum for people to look at isn’t actual “use” is it?

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